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EVAPORATION
Syllabus:
Heat transfer to boiling liquid in evaporators. Physical and pharmaceutical factors affecting evaporation.
Classification and study of pan, forced circulation, film, vacuum and multiple effect evaporator.
Entrainment, prevention of foam and steam traps.
 


Questions:
1.      Discuss the factors affecting evaporation. (2000)                                                                  [6]
2.      Classify evaporators with examples. (2000)                                                                          [5]
3.      With a neat sketch describe the working principle of a standard type vertical evaporator. (99)  [10]
4.      How in the evaporator outlet vapor is freed of entrainment? (99)                                          [6]
5.      Sketch different types of long tube vertical evaporators and discuss their merits an demerits.(98)[6]
6.      What are the different types of feeding arrangements in triple effect evaporation? Discuss their application. (97)                                                                                                                  [4]
7.      Write down material and energy balance equations in a triple effect evaporator. Give expression for economy and capacity. (97)                                                                                                  [6]
8.      With the help of a neat diagram give the working of a multiple effect evaporator. (96)
9.      What are steam traps. (96)
10.   With a neat sketch, describe the working principle of a basket type vertical short tube evaporator. (95)                                                                                                                                    [10]
11.   What is the principle of entrainment separator? (95)                                                                  [6]
12.   Outline the various types of evaporators and discuss the advantages and disadvantages of each type. (94)                                                                                                                      [16]
13.   Derive the principle and working of ascending and descending film evaporator with the help of neat sketch. (94)                                                                                                                       [8]
 



Definition:
            Theoretically, evaporation means simply vaporization from the surface of the liquid.
N.B. Thus no boiling occurs and the rate of vaporization from the depends on the diffusion of vapor through the boundary layers above the liquid. The partial pressure of vapor is the driving force here. In practice rate of heat transfer by this process is very slow.
            Practically, evaporation is defined as the removal of liquid from a solution by boiling the liquor in a suitable vessel and withdrawing the vapor, leaving a concentrated liquid residue.
Objective of evaporation:
            To make a solution more concentrated. Generally extracts are concentrated in this way.
Factors affecting evaporation:
(i)  Temperature:
            Heat is necessary to provide the latent heat of vaporization, and in general, the rate of evaporation is controlled by the rate of heat transfer. Rate of heat transfer depends on the temperature gradient.
            Many pharmaceutical agents are thermolabile. So the temperature that will cause the least possible decomposition should be used.
e.g. Many glycosides and alkaloids are decomposed at temperature below 1000C.
e.g. Hormones, enzymes and antibiotics are extremely heat sensitive substances. e.g. Malt extract (containing  enzyme) is prepared by evaporation under reduced pressure to avoid loss of enzymes.
            Some antibiotics are concentrated by freeze-drying.
(ii) Temperature and time of evaporation
            Exposure to a relatively high temperature for a short period of time may be less destructive of active principles than a lower temperature with exposure for a longer period.
Film evaporators used a fairly high temperature but the time of exposure is very short.
An evaporating pan involve prolonged heating.
(iii) Temperature and moisture content
            Some drug constituents decompose more rapidly in the presence of moisture, especially at a raised temperature (by hydrolysis). Hence, evaporation should be carried out at a low controlled temperature, although the final drying can be performed at higher temperature when little moisture remains.
e.g. Belladonna Dry Extract is an example of this type.
(iv) Type of product required
            Evaporating pans or stills will produce liquid or dry products, but film evaporators will yield only liquid products. So a dilute extract  can be first concentrated in a film evaporator and then the concentrated extract may be died in an evaporating pan.
(v) Effect of concentration
            As the liquor becomes concentrated, the increasing proportion of solids results in elevation of the boiling point of the solution. This leads to a greater risk of damage to thermolabile constituents and reduction of the temperature gradient.
            In general concentrated solutions will have increased viscosity, causing thicker boundary layers, and may deposit solids that may build up on the heating surface that reduce heat transfer.
All these problems may be minimized by turbulent flow condition.

EVAPORATORS
Evaporators are classified according to the form of the movement,
(i) Natural circulation evaporators.
(ii) Forced circulation evaporation
(iii) Film evaporators



(i)Natural Circulation Evaporator
EVAPORATING PAN
Description
            In these evaporators the movement of the liquid results from convection currents set up by the heating process.
            The apparatus consists of a hemispherical, or shallower pan, constructed from a suitable material such as copper or stainless steel and surrounded by a steam jacket.
            The hemispherical shape gives the best surface/ volume ratio for heating, and the largest area for disengagement of vapor.
            The pan may have a mounting , permitting it to be tilted to remove the product, but the shallow form makes this arrangement somewhat unstable, and an outlet at the bottom, is common.
Advantages:
(a) It is simple and cheap to construct.
(b) It is easy to use, clean and maintain.
Disadvantages:
(a)    Having only natural circulation, the overall coefficient of heat transfer will be poor and solids are likely to deposit on the surface, leading to decomposition of the product and a further deterioration in heat transfer.
(b)   Also many products give rise to foaming.
(c)    The total liquor is heated over all the time, which may be unsatisfactory with thermolabile materials.
(d)   The heating surface is limited and decreases proportionally as the size of the pan increases.
(e)    The pan is open, so the vapor passes to the atmosphere which can lead to saturation of the atmosphere.
(f)    Only aqueous liquids can be evaporated in this pans.
(g)   Pan evaporation cannot be done under reduced pressure.
(h)   Can only be used for thermolabile products.

EVAPORATING STILLS
            They are called stills because it is essentially a vessel similar to the evaporating pan, with a cover that connects it to a condenser, so that the liquid is distilled off.
            Often a quick release system of clamps which allows the cover to be removed easily for access to the interior of the vessel for cleansing or removal of the product may be used.
Advantages:
(a) Simple construction and easy to clean and maintain.
(b) The vapor is removed by condensation which
(i)     speeds evaporation
(ii)   reduces inconvenience and
(iii) allows the equipment to be used for solvents other than water e.g. ethanol.
(c) A receiver and vacuum pump can be fitted to the condenser, permitting operation under reduced pressure and, hence, at lower temperature.
Disadvantages:
(a) Natural convection only
(b) All the liquor is heated all the time
(c) The heating surface is limited.
Uses:
(i)     Aqueous and other  solvents may be evaporated
(ii)   Thermolabile materials can be evaporated under reduced pressure.
(iii) Removing the still head it is convenient for evaporating extracts to dryness.

SHORT TUBE EVAPORATOR (Basket type vertical short tube evaporator)
Construction and Principle
Calendria
The lower portion of the evaporator consist of a nest of tubes with the liquor inside and steam outside.
Tube length:                 1 – 2 m
Tube diameter:             40 – 80 mm
Diameter of evaporator: 2.5 m
Number of tubes:          1000
This part of the evaporator is called the calendria.
·        The liquor is maintained at a level slightly above the top of the tubes, the space above this being left for the disengagement of vapor from the boiling liquor.
·        The liquor in the tubes is heated by the steam and begins to boil, when the mixture of liquid and vapor will shoot up the tubes (in a similar manner to that of a liquid that is allowed to boil to vigorously in a test-tube).
·        This sets up a circulation, with boiling liquor rising up the smaller tubes of the calendria and returning down the larger central downtake.
Advantages
1.      Use of tubular calendria increases the heating area, possibly by a factor of 10 to 15 compared to that of an external jacket.
2.      The vigorous circulation reduces boundary layers and keeps solids in suspension, so increasing the rate of heat transfer.
3.      Condenser and receiver can be attached to run the evaporation under vacuum with nonaqueous solvents.
Disadvantages
1.      Since the evaporator is filled to a point above the level of the calendria, a considerable amount of liquid is heated for a long time. The effect of this continual heating can be reduced to some extent by removing concentrated liquor slowly from the outlet at the bottom of the vessel.
2.      Complicated design, difficult for cleaning and maintenance.
3.      The head (pressure) of the liquor increases pressure at the bottom of the vessel and, in large evaporators where the liquor depth may be of the order of 2 m; this may give rise to a pressure of about 0.25 bar, leading to elevation of the boiling point by 5 to 60C.



FORCED CIRCULATION EVAPORATORS
            Forced circulation  evaporators are natural circulation evaporators with some added form of mechanical agitation. Different forms of forced circulation evaporators can be designed.
·        An evaporating pan, in which the contents are agitated by a stirring rod or pole could be described as a forced circulation evaporator.
·        A mechanically operated propeller or paddle agitator can be introduced into an evaporating pan or still.
·        Propeller or paddle agitator can be introduced into the downtake of a short-tube evaporator.
·        A typical forced circulation evaporator can be shown as follows:

Working Principle
·        The liquor is circulated by means of the pump and as it is under pressure in the tubes the boiling point is elevated and no boiling takes place.
·        As the liquor leaves the tubes and enters the body of the evaporator there is a drop in pressure and vapor flashes off from the superheated liquor.
Advantages
·        Rapid liquid movement improves heat transfer, especially with viscous liquids or materials that deposit solids or foam readily.
·        The forced circulation overcomes the effect of greater viscosity of liquids when evaporated under reduced pressure.
·        Rapid evaporation rate makes this method suitable for thermolabile materials, e.g. it is used in practice for the concentration of insulin and liver extracts.

FILM EVAPORATORS
Film evaporators spread the material as a film over the heated surface,  and the vapor escapes the film.

Long tube evaporators (Climbing film evaporators)

Construction and working principle
            The heating unit consists of steam-jacketed tubes, having a length to diameter ratio of about 140 to 1, so that a large evaporator may have tubes 50 mm in diameter and about 7 m in length.
            The liquor to be evaporated is introduced into the bottom of the tube, a film of liquid forms on the walls and rises up the tubes, hence it is called climbing film evaporator.
            At the upper end, the mixture of vapor and concentrated liquor enters a separator, the vapor passing on to a condenser, and the concentrate to a receiver.
            Cold or pre heated liquor is introduced into the tube (i). Heat is transferred to the liquor from the walls and boiling begins, increasing in vigor (ii). Ultimately sufficient vapor has been formed for the smaller bubbles to unite to a large bubble, filling the width of the tube and trapping a ‘slug’ of liquid above the bubble (iii).
            As more vapor is formed, the slug of liquid is blown up the tube, the tube is filled with vapor, while the liquid continues to vaporize rapidly, the vapor escaping up the tube and, because of friction between the vapor and liquid, the film also is dragged up the tube upto a distance of 5 to 6 metres.

Long tube evaporators (Falling film evaporators)

Construction and working principle
            Construction is same as climbing film evaporator but is inverted as shown in the figure.
The liquor to be evaporated is introduced at the top of the evaporator tubes and the liquor comes down due to gravity.
            The concentrate and vapor leaves the bottom. They are separated in a chamber where the concentrate is taken out through product outlet out through product outlet and vapor from vapor outlet.
Advantages of long tube evaporator
            Since the movement of the film is assisted by gravity, more viscous liquid can be handled by falling film evaporator.
(i)     Very high film velocity reduces boundary layers to a minimum giving improved heat transfer.
(ii)   The use of long narrow tubes provides large surface area for heat transfer.
(iii) Because of increased heat transfer efficiency, a small temperature gradient is necessary with less risk of damage to thermolabile materials.
(iv)  Although the tubes are long, they are not submerged, as in the short-tube evaporator; so that there is no elevation of boiling point due to hydrostatic head.

Disadvantages
(i)     Expense to manufacture and install the instrument is high.
(ii)   Difficult to clean and maintain.
(iii) From the operational point of view the feed rate is critical. if too high, the liquor may be concentrated insufficiently, where as if the feed rate is to low, the film cannot be maintained and dry patches may form on the tube wall.

Multiple effect evaporator

Triple-effect evaporator: ps, p1, p2, p3 vapor pressures, Ts, T1, T2, T3 temperatures
where ps> p1> p2 >p3 .

            In a single effect evaporator steam is supplied for heating the liquor. The total heat is not transferred form the steam. So the rest of the heat is wasted. to use that heat efficiently. Connections are made so that the vapor from one effect serves as the heating medium for the next effect.
(i)     The dilute feed (liquor) enters the first effect, where it is partly concentrated; it flows to the second effect for additional concentration and then to the third effect for final concentration. This liquor is pumped out of the third effect.
(ii)   In the first effect raw steam is fed in which the vapor pressure in the evaporator is the highest, p1. the second effect has the intermediate vapor pressure; i.e. p1>p2>p3. This pressure gradient is maintained by drawing the vapor through a vacuum pump and condensing after the final effect.
(iii) Depending on the lowering of vapor pressure boiling point of the liquids of 2nd and 3rd effect will also be lowered; i.e. T1 > T2 > T3.
(iv)  In the 2nd effect vapor from the 1st effect (T1 ) is heating the liquor (having temperature T2). So there is a temperature gradient (T1 – T2); consequently the liquor will be heated.
            Similar heating will be there in the 3rd effect also.

Methods of feeding





Forward feed

Advantages:
1.      Feed moves from high pressure (in effect-2) to low pressure (in effect – 4) chambers, so pumping of liquor is not required.
2.      Product is obtained at lowest temperature.
3.      This method is suitable for scale-forming liquids because concentrated product is subjected to lowest temperature.
 Disadvantages
It is not suitable for cold feed because, the steam input in effect-1 raises the temperature of the feed, and a small amount of heat is supplied as latent heat of vaporization. Therefore, amount of vapor produced will be less than the amount of steam supplied. Lower amount of vapor in effect-1 produces lower amount of vapor in the subsequent effects. Therefore, the overall economy is lower.
Backward feed
In backward-feed the feed enters in the last effect and moves towards first effect (i.e IV®III®II®I).
Advantages
·        It is suitable for cold feed, because the heat used for increasing the temperature in IV effect is already used for heating 3 times. This will give more economy.
·        The method is suitable for viscous products, because highly concentrated product is at highest temperature, hence lower viscosity (® higher heat transfer ® higher capacity)
Disadvantages
The liquid moves from low-pressure (IV) to high-pressure chambers (III ® II ® I) pumping is requierd.

Mixed feed method

The feed enters in the intermediate effect, moves forward and then backward to effect-I (III®IV®II®I).

Advantages

·        Liquid moves from high pressure (III) to low pressure (IV), hence no pump is required. Liquid moves from IV®II®I requires pump.
·        Product is obtained from highest temperature (I) hence lowest viscosity.

Parallel feed

It is suitable where the feed has to be concentrated slightly.



PERFORMANCE OF TUBULAR EVAPORATORS
            The principal ways of measuring the performance of a steam -heated tubular evaporator are the capacity and economy.
Capacity is defined as the number of kgs of water vaporized per hour.
Economy is defined as the number of kgs of water vapor vaporized per kg of steam fed to the unit.
Evaporator capacity for single effect evaporator
            The rate of heat transfer q through the heating surface of an evaporator is expressed as:
                        q = U A D t
where   q = rate of heat transfer
            U = over all heat  transfer coefficient
            A = the area of heat transfer surface
            D t = the over all temperature drop
Case -I
            Feed to the evaporator is at the boiling temperature corresponding to the absolute pressure in the vapor space.
Þ all the heat, q, transferred is available for evaporation
Þ capacity is proportional to q
Case-2
            The feed is cold
Þ large amount of heat will be required for increasing the temperature and then latent heat will be taken for evaporation
Þ capacity is lesser than that corresponds to q.
Case-3
The feed is at a temperature above the boiling point in the vapor phase
Þ a portion of the feed evaporates spontaneously by adiabatic equilibrium with the vapor-space pressure (flash evaporation).
Þ capacity is higher than that corresponds to q.

HEAT (ENTHALPY) AND MATERIAL BALANCES
            According to the highly simplified diagram of an evaporator, in which the heating surface is represented in the diagram by a simple coil.


Feed
Thick liquor
Vapor
Steam
Condensate
Flow rate (lb/hr)
Solute content (fraction)
Enthalpy (Btu/lb)
F
XF.
hF.
L
XL.
hL.
V

H
S

HS.
S

hC.

Material balance equation:
Total material entering =  total material leaving the unit
                        F  =  L  +  V ........................(i)
Total solute entering   =  total solute leaving the unit
                        FXF  =  LXL........................(ii)
Enthalpy balance
Assumption: Condensate leaves at the condensing temperature of the steam i.e. no further cooling occurs.
Therefore, heat entering  =  heat leaving


or more specifically,
(Heat in feed)  +  (heat in steam)  =        (heat in thick liquor)    +  (heat in vapor) 
                                                         +  (heat in condensate)     +  (heat lost by radiation)
If heat lost by radiation is negligible then heat balance equation takes the following form:
            FhF  +  SHS  =  VH  +  LhL  +  ShC..................(iii)

N.B.
Generally the following parameters are either given or found from steam tables and the unknowns to be estimate are as follows:
Feed
Liquor
Vapor
Steam
Condensate
F
XF
hF
L
XL
hL
V=?

H
S=?

Hs
S=?

hC

We may have to determine q = ?  and or A=?
V can be determined from eqn. (i).        V = F – L
S can be obtained from eqn. (i) & (iii)
q can be determined from eqn. q = S (HS  –  hC)
A can be determined from eqn. q = UADT  or   where U and DT are given.
Capacity of the evaporator unit = vapor flow rate  = V lb/hr  (or kg/hr)
Economy of the evaporator unit =

ECONOMY OF MULTIPLE EFFECT EVAPORATOR

Assumptions:     (a) Feed is at boiling point and
                        (b) Loss of heat is negligible

In effect-1

1 Kg of steam transfers its heat to feed. Since feed is at boiling point so the total amount of heat is used as latent heat of vaporization. Therefore, 1 kg steam will produce 1 kg vapor.

In effect – 2

1 Kg vapor from effect-1 will transfer heat to the liquor of effect -2. Here also 1 kg vapor produce 1 kg vapor from the liquor.

In effect – 3

1 Kg vapor from effect-II will produce 1 kg vapor in effect-3.

Therefore, 1 kg steam will produce 3 kg vapor.
Now, economy of a single effect evaporator = = 1
And economy of a triple effect evaporator =  =  3
So for N number of effects economy will be N times that of a single effect evaporator.

CAPACITY OF MULTIPLE EFFECT EVAPORATORS

Capacity = total evaporation per hour
              = vapor production rate
Capacity is also expressed in terms of total heat transferred because latent heats are nearly constant all over the ranges of pressure ordinarily involved.


            The heat transferred in the three effects can be represented by the following equations:
q1  =  U1A1Dt1.
q2  =  U2A2Dt2.
q3  =  U3A3Dt3.
Total capacity will be found by adding these equations, giving:
q  =  q1  +  q2  +  q3.
    = U1A1Dt1  + U2A2Dt2 + U3A3Dt3.
Assuming that all effects have equal areas  A1  » A2  »  A3  =  A(let) and that average coefficient Uavg can be applied  to the system. The eqn (i) can be written as:
            q = Uavg A (Dt1  + Dt2  + Dt3)
However the sum of individual temperatures drops equals the total over-all temperature drop between the temperature of the steam and the temperature in the condenser; therefore
            q  =  Uavg A Dt
This is exactly the same as that of single effect.
Conclusion
It follows from this that if the number of effects of an evaporation system is varied and it the total temperature difference is kept constant, the total capacity of the system remains substantially unchanged.


ENTRAINMENT SEPARATORS
            When a bubble of vapor rises to the surface of liquid and bursts, the liquid film that forms the top of the bubble is usually sprayed as very fine droplets along with the stream of vapor.
            This droplets greatly vary in size. Some of them  drop back quickly into the liquid from which they came; some settle more slowly; and some will not settle at all, at any vapor velocity (that is practicable to maintain). Such finely divided liquid carried along with the stream of vapor is called entrainment.
Entrainment may cause :
(a)    serious losses from the liquid being evaporated,
(b)   and contamination of the condensate, if desired for other purpose.

Methods for reducing entrainment
1.      A certain amount of separation is made first by making the diameter of the vapor head of the evaporator such that the rising velocity of the vapor is kept down to a reasonable value.
2.      The vapor space is made higher. More of the medium-sized droplets can settle back into the liquid in the time that is available before the vapor leaves the evaporator.
3.      Baffles are placed over the liquid in the vapor space in the evaporators. The liquid droplets will impinge on the surface of the baffle, they coalesce into a sheet and are not easily picked up again by even extremely high vapor velocities.
4.      If the mixture of vapor and entrained liquid were given a rotary motion, centrifugal force would tend to throw the droplets out against the side of the vessel, where they would coalesce and run down as sheet of liquid. The figure describes such an entrainment separator.
The vapor is fed into the entrainment separator by a tangential tube so that it starts a whirling motion at once (hence called cyclone separator). The presence of a spiral vane ensures this whirling motion so that most of the entrained liquid is thrown out against the wall of the separator, where it runs down, to be returned to the evaporator.
            In the lower part of the separator the vapors turn through 1800 to rise through the central vapor-off take pipe, and this again projects some particles of liquid down into the bottom of the separator.

FOAMING
            Foam is the formation of a stable blanket of bubbles that lies on the surface of the boiling liquid. The cause of foaming is not known but it depends on:
(a)    the formation at the surface of the liquid of a layer whose surface tension is different from that of the bulk of the liquid and,
(b)   the presence of finely divided solids or colloidal material that stabilizes the surface layer.

Methods to tackle foaming
(i)     The liquid may be carried at a level below the top of the heating surface, so that the bubbles of foam come in contact with a hot surface and thereby burst.
(ii)   Steam jets are sometimes directed against the layer of foam to break it.
(iii) The liquid carrying foam at high velocity may be ejected against  baffles, where the bubbles of the foam are broken mechanically. This happens in forced-circulated evaporators.
(iv)  The best method is the addition of small amount of sulphonated castor oil, cottonseed oil, or other vegetable oils or some of the silicone oils. They often control or completely eliminate foam.

STEAM TRAPS
            These are devices those are used for removing condensate from evaporators. The function of a steam trap is to allow condensate to drain but to prevent steam from blowing out of the space drained.
Steam traps may be classified as:
(a) expansion traps
(b) bucket traps and
(c) tilt traps.

Expansion traps
This trap consists of a closed metal cartridge. To one end of this metal cartridge is connected a collapsible corrugated tube. The left hand end of the tube is sealed, and to it is attached the stem of a valve. The space between the cartridge and the corrugated tube filled with oil.
            The collection of condensate against the valve, losing heat by radiation, cools the cartridge, the oil contracts, the valve opens, and the condensate is blown out. When the condensate is all discharged and steam enters the trap again, the cartridge expands and the trap closes.
Advantage: This device is very simple and has no moving parts.
Uses: It is best suited for small capacities.








Bucket traps
            The condensate that enters this trap collects in the bucket until a definite weight is reached. The bucket then goes down, pulls the valve rod, and opens the valve at the top of the trap. This allows the condensate to blow out. When sufficient water has been blown out the bucket floats and closes the valve.
            Noncondensed gases may be removed by opening the petcock in the cover plate from time to time.

Tilt traps
            This trap is complicated.


SCALE FORMATION
Scales are the solid deposits, which accumulate on the heat transfer surface during evaporation. The scale has very low thermal conductivity. As evaporation proceeds, there is gradual increase resistance to heat transfer due to deposition of scales.
            Inorganic substances such as calcium sulphate, calcium hydroxide, sodium carbonate, sodium sulphate and calcium salts of organic acids have scaling tendency.

The scale formation can be minimized by:
(a)    Maintaining high circulation velocities in the tubes e.g. in forced circulation.
(b)   Arranging the evaporators in forward feed arrangement so that highly concentrated solution is subjected to low temperature (effect - I).
(c)    Periodic removal of scales should be done.